Essential self-adjointness of symmetric linear relations associated to first order systems

Matthias Lesch

Journées équations aux dérivées partielles (2000)

  • page 1-18
  • ISSN: 0752-0360

Abstract

top
The purpose of this note is to present several criteria for essential self-adjointness. The method is based on ideas due to Shubin. This note is divided into two parts. The first part deals with symmetric first order systems on the line in the most general setting. Such a symmetric first order system of differential equations gives rise naturally to a symmetric linear relation in a Hilbert space. In this case even regularity is nontrivial. We will announce a regularity result and discuss criteria for essential self-adjointness of such systems. A byproduct of the regularity result is a short proof of a result due to Kogan and Rofe-Beketov (V. Kogan and F. Rofe-Beketov: “On square-integrable solutions of symmetric systems of differential equations of arbitrary order”, Proc. Roy. Soc. Edinburgh Sect. A 74 (1974/75), 5-40): the so-called formal deficiency indices of a symmetric first order system are locally constant on . The regularity and its corollary are based on joint work with Mark Malamud. Details will be published elsewhere. In the second part we consider a complete riemannian manifold, M , and a first order differential operator, D : C 0 ( E ) C 0 ( F ) , acting between sections of the hermitian vector bundles E , F . Moreover, let V : C ( E ) L loc ( E ) be a self-adjoint zero order differential operator. We give a sufficient condition for the Schrödinger operator H = D t D + V to be essentially self-adjoint. This generalizes recent work of I. Oleinik (I. Oleinik: “On the essential self-adjointness of the Schrödinger operator on a complete Riemannian manifold”, Math. Notes 54 (1993), 934-939), (I. Oleinik: “On the connection of the classical and quantum mechanical completeness of a potential at infinity on complete riemannian manifolds”, Math. Notes 55 (1994), 380-386), (I. Oleinik: “On the essential self-adjointness of the general second order elliptic operators”, Proc. Amer. Math. Soc. 127 (1999), 889-900), M. Shubin (M. Shubin: “Classical and quantum completeness for the Schrödinger operators on non-compact manifolds”, In: B. Booß-Bavnbek and K. P. Wojciechowski (eds.), “Geometric aspects of partial differential equations” (Roskilde, 2000), vol. 242 of Contemp. Math. Amer. Math. Soc., Providence, RI (1999), pp. 257-269), (M. Shubin: “Essential self-adjointness for magnetic Schrödinger operators on non-compact manifolds”, In: Seminaire: Équations aux Dérivées Partielles, 2000-1999). École Polytech., Palaiseau (1999), pp. Exp. No. XV, 24), and M. Braverman (M. Braverman: “On self-adjointness of a Schrödinger operator on differential forms”, Proc. Amer. Math. Soc. 126 (2000), 617-623). We essentially use the method of Shubin. Our presentation shows that there is a close link between Shubin’s self-adjointness condition for the Schrödinger operator and Chernoff’s self-adjointness condition for powers of first order operators. We also discuss non-elliptic operators. However, in this case we need an additional assumption. We conjecture that the additional assumption turns out to be obsolete in general. The criteria we are going to present in the first and second part of this note are very closely related. In fact, after we had done the second part, we saw that the theory can be extended to symmetric linear relations associated to symmetric first order systems.

How to cite

top

Lesch, Matthias. "Essential self-adjointness of symmetric linear relations associated to first order systems." Journées équations aux dérivées partielles (2000): 1-18. <http://eudml.org/doc/93387>.

@article{Lesch2000,
abstract = {The purpose of this note is to present several criteria for essential self-adjointness. The method is based on ideas due to Shubin. This note is divided into two parts. The first part deals with symmetric first order systems on the line in the most general setting. Such a symmetric first order system of differential equations gives rise naturally to a symmetric linear relation in a Hilbert space. In this case even regularity is nontrivial. We will announce a regularity result and discuss criteria for essential self-adjointness of such systems. A byproduct of the regularity result is a short proof of a result due to Kogan and Rofe-Beketov (V. Kogan and F. Rofe-Beketov: “On square-integrable solutions of symmetric systems of differential equations of arbitrary order”, Proc. Roy. Soc. Edinburgh Sect. A 74 (1974/75), 5-40): the so-called formal deficiency indices of a symmetric first order system are locally constant on $\mathbb \{C\}\setminus \mathbb \{R\}$. The regularity and its corollary are based on joint work with Mark Malamud. Details will be published elsewhere. In the second part we consider a complete riemannian manifold, $M$, and a first order differential operator, $D : C_0^\infty (E)\rightarrow C_0^\infty (F)$, acting between sections of the hermitian vector bundles $E,F$. Moreover, let $V:C^\infty (E)\rightarrow L^\{\infty \}_\mathrm \{loc\}(E)$ be a self-adjoint zero order differential operator. We give a sufficient condition for the Schrödinger operator $H=D^tD+V$ to be essentially self-adjoint. This generalizes recent work of I. Oleinik (I. Oleinik: “On the essential self-adjointness of the Schrödinger operator on a complete Riemannian manifold”, Math. Notes 54 (1993), 934-939), (I. Oleinik: “On the connection of the classical and quantum mechanical completeness of a potential at infinity on complete riemannian manifolds”, Math. Notes 55 (1994), 380-386), (I. Oleinik: “On the essential self-adjointness of the general second order elliptic operators”, Proc. Amer. Math. Soc. 127 (1999), 889-900), M. Shubin (M. Shubin: “Classical and quantum completeness for the Schrödinger operators on non-compact manifolds”, In: B. Booß-Bavnbek and K. P. Wojciechowski (eds.), “Geometric aspects of partial differential equations” (Roskilde, 2000), vol. 242 of Contemp. Math. Amer. Math. Soc., Providence, RI (1999), pp. 257-269), (M. Shubin: “Essential self-adjointness for magnetic Schrödinger operators on non-compact manifolds”, In: Seminaire: Équations aux Dérivées Partielles, 2000-1999). École Polytech., Palaiseau (1999), pp. Exp. No. XV, 24), and M. Braverman (M. Braverman: “On self-adjointness of a Schrödinger operator on differential forms”, Proc. Amer. Math. Soc. 126 (2000), 617-623). We essentially use the method of Shubin. Our presentation shows that there is a close link between Shubin’s self-adjointness condition for the Schrödinger operator and Chernoff’s self-adjointness condition for powers of first order operators. We also discuss non-elliptic operators. However, in this case we need an additional assumption. We conjecture that the additional assumption turns out to be obsolete in general. The criteria we are going to present in the first and second part of this note are very closely related. In fact, after we had done the second part, we saw that the theory can be extended to symmetric linear relations associated to symmetric first order systems.},
author = {Lesch, Matthias},
journal = {Journées équations aux dérivées partielles},
keywords = {second order differential operators on Riemannian manifold; symmetric first order systems; regularity; essential self-adjointness; Schrödinger operator; Hermitian vector bundles; Chernoff's self-adjointness condition for powers of first order operators},
language = {eng},
pages = {1-18},
publisher = {Université de Nantes},
title = {Essential self-adjointness of symmetric linear relations associated to first order systems},
url = {http://eudml.org/doc/93387},
year = {2000},
}

TY - JOUR
AU - Lesch, Matthias
TI - Essential self-adjointness of symmetric linear relations associated to first order systems
JO - Journées équations aux dérivées partielles
PY - 2000
PB - Université de Nantes
SP - 1
EP - 18
AB - The purpose of this note is to present several criteria for essential self-adjointness. The method is based on ideas due to Shubin. This note is divided into two parts. The first part deals with symmetric first order systems on the line in the most general setting. Such a symmetric first order system of differential equations gives rise naturally to a symmetric linear relation in a Hilbert space. In this case even regularity is nontrivial. We will announce a regularity result and discuss criteria for essential self-adjointness of such systems. A byproduct of the regularity result is a short proof of a result due to Kogan and Rofe-Beketov (V. Kogan and F. Rofe-Beketov: “On square-integrable solutions of symmetric systems of differential equations of arbitrary order”, Proc. Roy. Soc. Edinburgh Sect. A 74 (1974/75), 5-40): the so-called formal deficiency indices of a symmetric first order system are locally constant on $\mathbb {C}\setminus \mathbb {R}$. The regularity and its corollary are based on joint work with Mark Malamud. Details will be published elsewhere. In the second part we consider a complete riemannian manifold, $M$, and a first order differential operator, $D : C_0^\infty (E)\rightarrow C_0^\infty (F)$, acting between sections of the hermitian vector bundles $E,F$. Moreover, let $V:C^\infty (E)\rightarrow L^{\infty }_\mathrm {loc}(E)$ be a self-adjoint zero order differential operator. We give a sufficient condition for the Schrödinger operator $H=D^tD+V$ to be essentially self-adjoint. This generalizes recent work of I. Oleinik (I. Oleinik: “On the essential self-adjointness of the Schrödinger operator on a complete Riemannian manifold”, Math. Notes 54 (1993), 934-939), (I. Oleinik: “On the connection of the classical and quantum mechanical completeness of a potential at infinity on complete riemannian manifolds”, Math. Notes 55 (1994), 380-386), (I. Oleinik: “On the essential self-adjointness of the general second order elliptic operators”, Proc. Amer. Math. Soc. 127 (1999), 889-900), M. Shubin (M. Shubin: “Classical and quantum completeness for the Schrödinger operators on non-compact manifolds”, In: B. Booß-Bavnbek and K. P. Wojciechowski (eds.), “Geometric aspects of partial differential equations” (Roskilde, 2000), vol. 242 of Contemp. Math. Amer. Math. Soc., Providence, RI (1999), pp. 257-269), (M. Shubin: “Essential self-adjointness for magnetic Schrödinger operators on non-compact manifolds”, In: Seminaire: Équations aux Dérivées Partielles, 2000-1999). École Polytech., Palaiseau (1999), pp. Exp. No. XV, 24), and M. Braverman (M. Braverman: “On self-adjointness of a Schrödinger operator on differential forms”, Proc. Amer. Math. Soc. 126 (2000), 617-623). We essentially use the method of Shubin. Our presentation shows that there is a close link between Shubin’s self-adjointness condition for the Schrödinger operator and Chernoff’s self-adjointness condition for powers of first order operators. We also discuss non-elliptic operators. However, in this case we need an additional assumption. We conjecture that the additional assumption turns out to be obsolete in general. The criteria we are going to present in the first and second part of this note are very closely related. In fact, after we had done the second part, we saw that the theory can be extended to symmetric linear relations associated to symmetric first order systems.
LA - eng
KW - second order differential operators on Riemannian manifold; symmetric first order systems; regularity; essential self-adjointness; Schrödinger operator; Hermitian vector bundles; Chernoff's self-adjointness condition for powers of first order operators
UR - http://eudml.org/doc/93387
ER -

References

top
  1. [1] C. BENNEWITZ : Symmetric relations on a Hilbert space. Lect. Notes Math. 280 (1972), 212-218. Zbl0241.47022MR54 #3468
  2. [2] M. BRAVERMAN : On self-adjointness of a Schrödinger operator on differential forms. Proc. Amer. Math. Soc. 126 (1998), 617-623. Zbl0894.58072MR98g:58163
  3. [3] P. R. CHERNOFF : Essential self-adjointness of powers of generators of hyperbolic equations. J. Funct. Anal. 12 (1973), 401-414. Zbl0263.35066MR51 #6119
  4. [4] A. DIJKSMA and H. S. V. DE SNOO : Selfadjoint extension of regular canonical systems with Stieltjes boundary conditions. J. Math. Anal. Appl. 152 (1990), 546-583. Zbl0714.34032MR92h:47065
  5. [5] I. GOHBERG and M. KREIN : Theory and applications of Volterra operators in Hilbert spaces, vol. 24 of Transl. Math. Monographs. Amer. Math. Soc., Providence, RI (1970). Zbl0194.43804MR41 #9041
  6. [6] I. KAC : Linear relations, generated by canonical differential equations. (Russian) Funct. Anal. Appl. 17 (1983), 86-87. Zbl0543.47043MR85k:47064
  7. [7] I. KAC : Linear relations, generated by a canonical differential equation on an interval with regular endpoints, and the expansibility in eigenfunctions. (Russian) Deposited Paper, Odessa (1984). 
  8. [8] V. KOGAN and F. ROFE-BEKETOV : On square-integrable solutions of symmetric systems of differential equations of arbitrary order. Proc. Roy. Soc. Edinburgh Sect. A 74 (1974/1975), 5-40. Zbl0333.34021MR56 #12392
  9. [9] H. LANGER and B. TEXTORIUS : A generalization of M.G. Krein's method of directing functionals to linear relations. Proc. Royal Soc. Edinburg Sect. A 81 (1978), 237-246. Zbl0442.47018MR80d:47037
  10. [10] M. LESCH and M. MALAMUD : On the number of square-integrable solutions and self-adjointness of symmetric first order systems of differential equations. In Preparation. Zbl1016.37026
  11. [11] I. OLEINIK : On the essential self-adjointness of the Schrödinger operator on a complete Riemannian manifold. Math. Notes 54 (1993), 934-939. Zbl0818.58047MR94m:58226
  12. [12] I. OLEINIK : On the connection of the classical and quantum mechanical completeness of a potential at infinity on complete Riemannian manifolds. Math. Notes 55 (1994), 380-386. Zbl0848.35031MR95h:35051
  13. [13] I. OLEINIK : On the essential self-adjointness of the general second order elliptic operators. Proc. Amer. Math. Soc. 127 (1999), 889-900. Zbl0937.35034MR99f:35039
  14. [14] B. ORCUTT : Canonical differential equations. Ph.D. thesis, University of Virginia (1969). 
  15. [15] L. SAKHNOVICH : Deficiency indices of a system of first-order differential equations. (Russian) Sibirskii Math. J. 38 (1997), 1360-1361. Translation in Siberian Math. J. 38 (1997), 1182-1183 Zbl0942.34071MR98k:34133
  16. [16] M. SHUBIN : Classical and quantum completeness for the Schrödinger operators on non-compact manifolds. In : B. Booβ-Bavnbek and K. P. Wojciechowski (eds.), Geometric aspects of partial differential equations (Roskilde, 1998), vol. 242 of Contemp. Math. Amer. Math. Soc., Providence, RI (1999), pp. 257-269. Zbl0938.35111
  17. [17] M. SHUBIN : Essential self-adjointness for magnetic Schrödinger operators on non-compact manifolds. In : Seminaire : Équations aux Dérivées Partielles, 1998-1999. École Polytech., Palaiseau (1999), pp. Exp. No. XV, 24. Zbl1061.58021
  18. [18] J. WOLF : Essential self-adjointness for the Dirac operator and its square. Indiana Univ. Math. J. 22 (1973), 611-640. Zbl0263.58013MR46 #10340

NotesEmbed ?

top

You must be logged in to post comments.

To embed these notes on your page include the following JavaScript code on your page where you want the notes to appear.

Only the controls for the widget will be shown in your chosen language. Notes will be shown in their authored language.

Tells the widget how many notes to show per page. You can cycle through additional notes using the next and previous controls.

    
                

Note: Best practice suggests putting the JavaScript code just before the closing </body> tag.